Senior Wealth Advisor (High-Net-Worth Focus | Fintech Platform)

A fast-growing fintech-driven wealth management platform is seeking a Senior Wealth Advisor with a transferable book of business to join its expanding advisory team. This role is designed for a seasoned advisor who wants to actively manage client relationships while helping shape the future of modern wealth management through technology, product innovation, and strategic growth initiatives.

This is a highly visible, impact-driven role offering meaningful autonomy, revenue participation, and equity upside.

Responsibilities

• Serve as a trusted advisor to high-net-worth individuals and families, managing complex portfolios and long-term client relationships
• Grow assets under management by onboarding a transferable book of business and cultivating new client opportunities
• Deliver holistic financial planning across:
  • Investment strategy and portfolio construction
  • Tax-aware planning
  • Retirement and estate planning
  • Equity compensation and stock options
• Design, implement, and rebalance customized investment strategies aligned with client goals and market conditions
• Coordinate with external specialists (tax, trust & estate, insurance) to deliver comprehensive advice
• Partner with internal Product Development and M&A teams to influence the evolution of the advisor technology platform
• Contribute to firm growth by recruiting, onboarding, and mentoring other financial advisors
• Support training initiatives and help scale best practices across the advisory organization

Qualifications & Experience

• 10+ years of experience in investment advisory or wealth management
• Proven, transferable book of business with high-net-worth clients
• Active Investment Adviser Representative credentials (Series 65, or Series 7 + 66, or equivalent)
• Strong client-facing presence with the ability to manage complex financial relationships independently
• Entrepreneurial mindset with enthusiasm for fintech and technology-enabled advisory models
• Ability to thrive in a fast-paced, high-growth environment with evolving priorities

Compensation & Benefits

• Highly competitive compensation structure, including revenue participation and equity ownership
• Comprehensive medical, dental, and vision coverage
• Unlimited PTO plus paid company holidays
• Solo 401(k) retirement plan
• Daily meals and snacks provided

Why This Role

• Influence the future of wealth management technology and advisor experience
• Maintain autonomy over client relationships while gaining platform-level scale
• Participate meaningfully in firm growth, value creation, and long-term upside
• Join a forward-thinking, advisor-centric fintech organization built for the next generation of wealth management